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Selected Publications of James R. Barth |
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Research Other Links College of Business |
“Bank Regulation in the United States,” (with Tong Li and Wenling Lu), CESifo Economic Studies, forthcoming. “The Financial Crisis: How Did We Get Here and Where Do We Go Next? New Evidence on How the Crisis Spread among Financial Institutions,” (with Tong Li, Wenling Lu, and Glenn Yago), in Lessons from the Financial Crisis: Causes, Consequences, and Our Economic Future, edited by Robert Kolb, John Wiley & Sons, Inc., forthcoming. “Spillover Effects from the U.S. Financial Crisis: Some Time-Series Evidence from National Stock Returns,” (with Apanard Angkinand, and Hyeongwoo Kim), in The Financial and Economic Crises: An International Perspective, edited by Benton Gup, Edward Elgar Publishing, forthcoming. “Views and Insights on the Global Financial Crisis” in Lombard Street, Special Meltdown Edition, September 24, 2009.
The Rise and Fall of the U.S. Mortgage and Credit
Markets: A Comprehensive Analysis of the Meltdown, with Tong Li, Wenling Lu, Triphon Phumiwasana, and
China’s
Emerging Financial Markets: Challenges and Opportunities,
edited with John A. Tatom and Glenn Yago, Springer, 2009. “WTO Commitments vs. Reported Practices on Foreign Bank Entry and
Regulation: A Cross-Country Analysis,” with Juan Marchetti, Daniel Nolle, and
Wanvimol Sawangngoenyuang, in Oxford Handbook in Banking, edited by Allen Berger, Phil Molyneux,
and John S. Wilson, forthcoming. “China: The Transformation from an Emerging
Economy to a Global Powerhouse,” with Gerard Caprio, Jr., and Triphon
Phumiwasana, in China’s Emerging
Financial Markets: Challenges and Opportunities, edited by James R.
Barth, “The U.S. Subprime Mortgage Crisis and Bank Losses,” with Tong Li,
Triphon Phumiwasana and Glenn Yago, in Towards
a New Framework for Financial Stability, edited by David Mayes, Robert
Pringle, and Michael Taylor, Central Banking Publications, January 2009. “The U.S. Financial Crisis: Credit Crunch and Yield Spreads,” with Tong Li and Triphon Phumiwasana, RBS Reserve Management Trends 2009, edited by Robert Pringle and Nick Carver, Central Banking Publications Ltd. “Behind the US Subprime Mortgage Crisis”
with Tong Li, Triphon Phumiwasana, and "Corruption in Bank Lending to
Firms: Cross-Country Micro Evidence on the Beneficial Role of Competition and
Information Sharing,” with Chen Lin, Ping Lin and Frank M. Song, Journal
of Financial Economics, March 2009. “Bank
Regulations are Changing: For Better or Worse?”, with Gerard Caprio, Jr. and
Ross Levine, Comparative Economic
Studies, 2008. “Competition in the Financial Sector: Challenges for Regulation,” in Competition in the Financial Sector,
Proceedings of the G-20 Workshop, “Deleveraging Can Save Jobs: A simple change
in tax policy would make it easier for companies to retire debt,” with
Michael Klowden and Glenn Yago, Op-Ed, Wall
Street Journal, December 17, 2008. “Ask the Econ Pro,” in DSNews, December 2008. “Bank Regulation in the “Reassessing the Rationale and
Practice of Bank Regulation and Supervision around the Globe After “The Microeconomic Effects of
Different Approaches to Bank Supervision,” with Gerard Caprio, Jr. and Ross
Levine, in Political Institutions and Financial Development, edited by
Stephen Haber, Douglas C. North, and Barry R. Weingast, Stanford University Press,
2008. “Banking
Industry in “A Cross-Country Assessment of
Bank Risk-Shifting Behavior,” with Mark
Bertus, Jiang Hai, and Triphon Phumiwasana, Review of “A Short
History of the Subprime Mortgage Market Meltdown,” with Tong Li, Triphon
Phumiwasana, and “Perspectives
on the Subprime Market,” with Tong Li, Triphon Phumiwasana, and “Capital
Access Index 2007 - Best Markets for Business Access to Capital,” with Tong
Li, Wenling Lu, Triphon Phumiwasana, and “Banking Reforms in China: Catalyzing the Nation’s Financial Future,”
with Rob Koepp, and Zhongfei Zhou, in Banking
Reforms in China: Changing Horizon, edited by Asis Kumar Pain, and
Nirbachita Karmakar, The Icfai University Press, 2008. Rethinking Bank
Regulation Till Angels Govern, (Chinese Translation) with Gerard Caprio, Jr. and Ross Levine, “A Short History of
the Subprime Mortgage Market Meltdown,” with Tong
Li, Triphon Phumiwasana, and “Despite
Foreclosures, Subprime Lending Increases Homeownership,” with
Tong Li, Triphon Phumiwasana, and “Surprise:
Subprime Mortgage Products Are Not the Problem!” with Tong Li, Triphon Phumiwasana,
and Glenn Yago, GH Bank Housing Journal,
Vol 2, No. 2, 2008. “Mortgage
Market Turmoil: The Role of Interest-Rate Resets,” with Tong Li, Triphon Phumiwasana,
and Glenn Yago, GH Bank Housing Journal,
Vol 2, No. 2, 2008. “Stumbling
Blocks to Entrepreneurship in Low- and Moderate-Income Communities,” with
Glenn Yago and Betsy Zeidman, in Entrepreneurship in Emerging Domestic
Markets, edited by Glenn Yago, James R. Barth and Betsy Zeidman,
Springer, 2008. "What Do We Know about the
Performance and Risk of Hedge Funds," “Economic
Impacts of Global Terrorism: From Munich to Bali,” with Tong Li, Don
McCarthy, Triphon Phumiwasana and Glenn Yago, in Terrorism: Global
Economic Impact, edited by E. Mrudula, The Icfai University Press, 2007. “The Role of Banks in Global Mergers and
Acquisitions,” with Triphon Phumiwasana, and Keven Yost, The Chinese
Banker, June 2007. “ "External Governance and Bank
Performance: Across-Country Analysis, " Financial
Restructuring and Reform in Post-WTO China, coedited with Douglas Arner,
Berry Hsu, Wei Wang and Zhou Zhongfei, Kluwer Law International, 2007. "On Hedge Funds," Rethinking Bank Regulation: Till Angels Govern, with
Gerard Caprio, Jr. and Ross Levine, "Observations on "Foreign Banking: Do Countries' WTO
Commitments March Actual Practices?" "Opportunity and Challenges in Asian
Bond Markets, " "Global Banking Regulation & Supervision:
What Are the Issues and What Are the Practices?” "On Regulating Banks: Another Blow
to Command and Control," "A Primer on Finance, Growth, and
Regulation," "Rethinking Banking
Regulation," "The Foreign Conquest of Latin
American Banking: What Happened and Why,” "A Cross Country Analysis of
External Governance and Bank Profitability," "Reforming China's Banks," with
Rob Koepp and Zhongfei Zhou, The Milken Institute Review: A Journal of
Economic Policy, Spring 2004. The Savings and Loan Crisis: Lessons from a Regulatory Failure, with
Susanne Trimbath, and Glenn Yago, Kluwer Academic Publishers, 2004. "Bank
Regulation and Supervision: What Works Best?" with
Gerard Caprio, Jr. and Ross Levine, Journal of Financial Intermediation,
April 2004. "Capital Access Index 2004: Emerging Growth in Asian Bond
Markets," with Cindy Lee, Don McCarthy, Triphon Phumiwasana, Sunny
Zhitao Sui and Glenn Yago, Policy Brief, 37, Milken Institute, April
2004. "Comparative International Characteristics of Banking," with Gerard
Caprio, Jr. and Daniel E. Nolle, Office of the Comptroller of the Currency, Economics
and Policy Analysis Working Paper 2004-1, January 2004. "Global
Trends i n Bank Regulatory and Supervisory Environment,"
with Jie Gan and Daniel E. Nolle, Reforms and Innovations in Bank
Management, Duk-Hoon Lee and Gill-Chin Lim, editors, Seoul, Korea: Nanam
Publishing House, 2004. "A Cross-Country Analysis of the Bank Supervisory
Framework and Bank Performance," with Daniel E. Nolle, Triphon
Phumiwasana, Glenn Yago, Financial Markets, Institutions &
Instruments,12(2), 2003. "Before the Enron Collapse: What
Corporate CFOs Around the World Said About the Status of Accounting and
Disclosure Practices ," with
Susanne Trimbath and Glenn Yago, Review of Pacific Basin Financial Markets
and Policies, 2003. "An International Comparison and Assessment of the
Structure of Bank Supervision," with Luis G. Dopico, Daniel
E. Nolle, and James A. Wilcox, Financial Regulation: A Guide to Structural
Reform, Jan-Juy Lin and Douglas Arner, editors, Hong Kong: Sweet &
Maxwell, 2003. " "Choosing Regulations that Work," with
Gerard Caprio, Jr. and Ross Levine, Financial Regulator, 6 (3),
2002. "Bank Safety and Soundness and the
Structure of Bank Supervision: A Cross-Country Analysis," with Luis G. Dopico, Daniel E. Nolle, James A. Wilcox, International
Review of Finance,3(3-4), 2002. "The Regulation and Supervision of
Banks Around the World: A New Database," with Gerard Caprio, Jr. and Ross
Levine, Brookings-Wharton Papers on Financial Services, Washington,
D.C.: Brookings Institution Press, 2001. "Choosing the Right Financial System for Growth," with Daniel
Nolle, Hilton Root and Glenn Yago, Journal of Applied Corporate Finance,
13(1), 2001. "Banking
Systems Around the Globe: Do Regulation and Ownership Affect Performance and
Stability?" with Gerard Caprio, Jr., and Ross Levine, Prudential
Supervision: What Works and What Doesn't, Frederic Mishkin, editor,
Chicago: Restructuring Regulation and Financial Institutions, with
R. Dan Brumbaugh, Jr., and Glenn Yago, editors, Kluwer Academic Publications,
2000. "The Repeal of Glass-Steagall and the Advent of
Broad Banking," with R. Dan Brumbaugh Jr. and James A. Wilcox, Journal
of Economic Perspectives, 14(2), Spring 2000. "Cross-Country Evidence on Banking Crises: Do Financial
Structure and Bank Regulation Matter?" with Steven B. Caudill Thomas
Hall and Glenn Yago, Bank Fragility and Regulation: Evidence from
Different Countries, George Kaufman, editor, v.12, Elsevier Science
Inc., 2000. "Commercial Banking Structure, Regulation, and
Performance: An International Comparison," with Daniel E. Nolle and Tara N. Rice, Modernizing
Financial Systems, D. B. Papadimitriou, editor, Macmillan Press and St.
Martin's Press, 2000. "Thrift Conversions and Windfall Profits: An Empirical
Examination, " with Gene R. Pettigrew, Daniel E. Page and John S.
Jahera, Jr., Journal of Real Estate Finance and Economics, 1999. " "The Value of Tax Benefits and
the Cost of Liquidating Versus Selling Failed Thrift Institutions," with Philip F. Bartholomew and Peter J. Elmer, Journal
of Economics and Finance, 21 (2), 1997. "Development and Evolution of
National Financial Systems: An International Perspective," with R. Dan Brumbaugh, Jr. Latin American Studies
Association Meeting, "The Condition and Regulation
of Madison Guaranty Savings and Loan Association in the 1980's: A Case Study
of Regulatory Failure," with R. Dan
Brumbaugh, Jr., Research in Financial Services: Private and Public Policy,
George G. Kaufman, editor, JAI Press, 1996. "A Tobit Analysis of Determinants of Geographic
Differentials in the Commercial Bank Closing Rate in the United States,"
with Richard J. Cebula and Willie J. Belton, Jr., International Review of
Economics and Business, October-November, 1995. "Risk-Based Capital
Requirements: Informational and Political Implications," with R. Dan, Brumbaugh Jr., Global Risk Based Capital
Regulations, Volume 1: Capital Adequacy, Charles A. Stone and Anne Zissu,
editors, "'Windfall' Gains in Mutual-to-State Conversion of Thrift
Institutions?" with R. Dan Brumbaugh, Jr. and Allan W. Kleidon), Challenge:
The Magazine of Economic Affairs, July-August 1994. The Future of American Banking, with
R. Dan Brumbaugh and Robert E. Litan, Armonk, NewYork, M.E. Sharpe, 1992. The Reform of Federal Deposit Insurance: Disciplining the
Government and Protecting Taxpayers, with R. Dan Brumbaugh, Research in International Business and Finance: Emerging
Challenges for the International Financial Services Industry, with
Philip F. Bartholomew, editors, "The Thrift Industry Crisis: Revealed Weaknesses in Deposit
Insurance and Regulation," with Philip Bartholomew, The Reform of
Deposit Insurance: Disciplining the Government and Protecting Taxpayers,
co-edited with R. Dan Brumbaugh, Jr., Harper Business Publishing Co., 1992. The Great Savings and Loan Debacle, Washington,
DC, American Enterprise Institute, 1991. "Moral Hazard and the Thrift Crisis: An Analysis of 1988
Resolutions," with Philip Bartholomew and Carol Labich, Consumer
Finance Law Quarterly Report, Winter 1990. "The Determinants of Thrift
Institution Resolution Costs," with Philip Bartholomew and Michael G. Bradley, Journal
of Finance, July 1990. "Thrift Institution Failures:
Estimating the Regulator's Closure Rule," with R. Dan Brumbaugh, Jr., Daniel Sauerhaft and George
Wang, Research in Financial Services, George G. Kaufman, editor, JAI Press,
1989. "Government Debt, Government Spending, and Private
Sector Behavior: Comment," with George Iden and Frank Russek,
American Economic Review, December 1986. "A
Time Series Analysis of the Relationship between the Capital Stock and
Federal Debt," with Frank Russek
and George Wang, Journal of Money, Credit, and Banking, November 1986. "Benefits and Costs of Legal Restrictions on Personal Loan
Markets," with Joseph Cordes and Anthony Yezer, Jou rnal
of Law and Economics, October 1986. "Insolvency and Risk-Taking in the Thrift Industry:
Implications for the Future," with R. Dan Brumbaugh, Jr., Daniel
Sauerhaft, and George Wang, Contemporary Policy Issues, Fall 1985. "Thrift-Institution Failures: Causes and Policy
Issue," with R. Dan Brumbaugh, Jr., Daniel Sauerhaft, and George Wang, Bank
Structure and Competition, Federal Reserve Bank of Chicago, 1985. "The Effect of Government
Regulations on Personal Loan Markets: A Tobit Estimation of a Microeconomic
Model," with Padma Gotur, Neela Manage, and Anthony Yezer, Journal
of Finance, September 1983. "An Analysis of Information
Restrictions on the Lending Decisions of Financial Institutions," with Joseph Cordes and Anthony Yezer, Economic
Inquiry, July 1983. "FHA Mortgage Insurance and High Risk Mortgage Lending:
Some Lessons for Policy," with Joseph Cordes and Anthony Yezer, Housing
Finance Review, April 1983. "Criteria for Compensating When the Government Harms,"
with Joseph Cordes and Robert Goldfarb, What Role for Government? Lessons
from Policy Research, Richard Zeckhauser and Derek Leebaert, editors,
Duke University Press, 1983. "Assessing the Impact of Varying Economic Conditions on
Federal Reserve Behavior," with Robin Sickles and Philip Wiest, Journal
of Macroeconomics, Winter 1982. "The Rational Expectations Approach to Economic
Modeling," with P.A.V.B. Swamy and Peter Tinsley, Journal of Economic
Dynamics and Control, May 1982. "A Primer on Budget Deficits," with Stephen Morrell, Economic
Review, Federal Reserve Bank of "The Costs of Slowing Inflation: Four Views," Economic
Review, Federal Reserve Bank of "The Reagan Program for Economic Recovery: Economic
Rationale," (A Primer on Supply-side Economics), Economic Review,
Federal Reserve Bank of "The Efficacy of Bond-Financed Fiscal Policy," with
James Bennett, Manuel Johnson, and Richard Sines, Public Finance Quarterly,
July 1980. "Financial Institution Regulations, Redlining and
Mortgage Markets," with Joseph Cordes and Anthony Yezer, The
Regulation of Financial Institutions, Federal Reserve Bank of Boston, May
1980. "Substitutability,
Complementarily, and the Impact of Government Spending on Economic
Activity," with Joseph Cordes, Journal of Economics and
Business, Spring/Summer 1980. "Optimal Financial Disclosure With and Without SEC
Regulation," with Joseph Cordes, Quarterly Review of
Economics and Business, Spring 1980. |
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