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Selected Publications of James R. Barth |
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Research Bank Regulation and Supervision Dataset Teaching FINC
3700 FINC
7690 FINC
7696 Other Links |
"Measure It, Improve It: Bank
Regulation and Supervision in 180 Countries 1999-2011" (with Gerard Caprio, Jr. and Ross Levine), Milken Institute Research
Report, April 2013. "Breaking (Banks) Up
is Hard to Do: New Perspective on 'Too Big To
Fail'" (with Apanard (Penny) Prabha),
Milken Institute Research Report, February 2013. "Bank Regulation
and Supervision in 180 Countries from 1999 to 2011" (with Gerard Caprio, Jr. and Ross Levine), Wharton Financial
Institutions Center, January 2013. "The Evolution and Impact
of Bank Regulations" (with Gerard Caprio, Jr. and Ross Levine),
World Bank Policy Research Working Paper, December 2012. "Restructuring the U.S.
Housing Market" (with Franklin Allen, and Glenn Yago),
Restructuring Financial Infrastructure to Speed Recovery,
Brookings-Nomura-Wharton Conference on Financial Markets, October 26, 2012. "Should We Impose Even
Higher Taxes on U.S. Banks? "
(with Nan (Annie) Zhang), Milken Institute Blog,
October 26, 2012. (http://www.milkeninstitute.org/newsroom/newsroom.taf?function=currencyOfIdeas&blogID=588) "U.S. Debt and
Deficits: Time to Reverse the Trend" (with Tong (Cindy) Li), Economic
Affairs, October 2012. "Adios Espana! The Talent Outflow From Spain" (with I-Ling Shen), Real Clear Markets,
October 4, 2012. "Just How Big is
the Too-Big-To-Fail Problem? " (with Apanard (Penny) Prabha, and Phillip Swagel),
Journal of Banking Regulation, Volume 13, 4, 265-299, 2012. Also published as
Milken Institute Current Views, March 2012. "Let's Make Financial
Regulators Work For Us" (with Gerard Caprio and Ross Levine), Real
Clear Markets, April 5, 2012. "Private Finance Is Needed
to Fix Housing" (with Glenn Yago), Real Clear Markets, March
1, 2012. (http://www1.realclearmarkets.com/2012/03/01/private_finance_is_needed_to_fix_housing_124066.html) "Industrial
Loan Companies: Where Banking and Commerce Meet, " (with Yuan-Hsin Chiang, Li Li, Tong Li and Apanard Prabhavivadhana), Financial Markets, Institutions and
Instruments, Volume 10, Number 1, 2012. "Greece's
'Unpleasant Arithmetic': Containing the Threat to the Global Economy, " (with Tong Li and Apanard Prabhavivadhana),
Global Economy Journal, Volume 11, Issue 4, 2011. "Industrial
Loan Companies: Supporting America's Financial System," (with
Tong Li, Apanard Angkinand,
Yuan-Hsin Chiang and Li Li), Milken Institute Research Report, April 2011. "Spillover
Effects from the U.S. Financial Crisis: Some Time-Series Evidence from
National Stock Returns," (with Apanard Angkinand,
and Hyeongwoo Kim), The Financial and Economic
Crises: An International Perspective, edited by Benton Gup, Edward Elgar Publishing, 2010. "WTO
Commitments vs. Reported Practices on Foreign Bank Entry and Regulation: A
Cross-Country Analysis," (with Juan Marchetti,
Daniel Nolle, and Wanvimol
Sawangngoenyuang), Oxford Handbook in Banking,
edited by Allen Berger, Phil Molvenux, and John
O.S. Wilson, 2010. "Cross-border
Bank Mergers and Acquisitions: What Pulls and Pushes Bank Together?" in
2010 American Institute of High Education 4th International
Conference-Proceedings, Volume 3, Number 1, March 2010. "Bank
Regulation in the United States," (with Tong Li and Wenling Lu), CESifo Economic Studies, Vol. 56, 2010. "The
Financial Crisis: How Did We Get Here and Where Do We Go Next? New Evidence
on How the Crisis Spread among Financial Institutions," (with Tong Li, Wenling Lu, and Glenn Yago), in
Lessons from the Financial Crisis: Causes, Consequences, and Our Economic
Future, edited by Robert Kolb, John Wiley & Sons, Inc., 2010. "Global
Banking Regulation and Supervision: What Are the Issues and What Are the
Practices?" (with Jie
Gan and Daniel E. Nolle), Nova Science
Publishers, Inc., 2009. "Views
and Insights on the Global Financial Crisis," in Lombard Street,
Special Meltdown Edition, September 24, 2009. The Rise and Fall of the U.S. Mortgage and
Credit Markets: A Comprehensive Analysis of the Meltdown, with Tong Li, Wenling Lu, Triphon Phumiwasana, and Glenn Yago, John Wiley & Sons, 2009.
China's Emerging Financial Markets: Challenges and Opportunities, edited with John A. Tatom and Glenn Yago, Springer, 2009. "China:
The Transformation from an Emerging Economy to a Global Powerhouse,"
with Gerard Caprio, Jr., and Triphon
Phumiwasana, in China's
Emerging Financial Markets: Challenges and Opportunities, edited by James
R. Barth, John A. Tatom, and Glenn Yago, Springer, 2009. "The
U.S. Subprime Mortgage Crisis and Bank Losses," with Tong Li, Triphon Phumiwasana and Glenn Yago, in Towards a
New Framework for Financial Stability, edited by David Mayes, Robert Pringle,
and Michael Taylor, Central Banking Publications, January 2009. "The
U.S. Financial Crisis: Credit Crunch and Yield Spreads," with Tong
Li and Triphon Phumiwasana,
RBS Reserve Management Trends 2009,
edited by Robert Pringle and Nick Carver, Central Banking Publications Ltd. "Behind the US Subprime
Mortgage Crisis" with Tong Li, Triphon Phumiwasana, and Glenn Yago, in
Towards a New Framework for Financial Stability, edited by David
Mayes, Robert Pringle, and Michael Taylor, Central Banking Publications,
January 2009. "Corruption
in Bank Lending to Firms: Cross-Country Micro Evidence on the Beneficial Role
of Competition and Information Sharing," with Chen Lin, Ping Lin and
Frank M. Song, Journal of Financial Economics, March 2009. "Bank
Regulations are Changing: For Better or Worse?" with
Gerard Caprio, Jr. and Ross Levine, Comparative Economic Studies, 2008. "Competition
in the Financial Sector: Challenges for Regulation," in
Competition in the Financial Sector, Proceedings of the G-20 Workshop,
Bali, Indonesia, 2008. "Deleveraging
Can Save Jobs: A simple change in tax policy would make it easier for
companies to retire debt," with Michael Klowden
and Glenn Yago, Op-Ed, Wall Street Journal, December 17, 2008. "Ask
the Econ Pro," in DSNews, December 2008. "Bank
Regulation in the United States," with Triphon
Phumiwasana and Wenling
Lu, in CESifo DICE Report, Vol. 6, No. 3, 2008. "Reassessing
the Rationale and Practice of Bank Regulation and Supervision around the
Globe After Basel II," with Gerard Caprio,
Jr. and Ross Levine, in Current
Developments in Monetary and Financial Law, International Monetary Fund,
2008. "The
Microeconomic Effects of Different Approaches to Bank Supervision," with
Gerard Caprio, Jr. and Ross Levine, in Political
Institutions and Financial Development, edited by Stephen Haber, Douglas
C. North, and Barry R. Weingast, Stanford
University Press, 2008. "Banking
Industry in Alabama," with John S. Jahera, on the website Encyclopedia of Alabama, 2008.
http://www.encyclopediaofalabama.org/face/Home.jsp. "A
Cross-Country Assessment of Bank Risk-Shifting Behavior,"
with Mark Bertus,
Jiang Hai, and Triphon Phumiwasana, Review of Pacific Basin Financial Markets and Policies, Vol. 11, No. 1, March 2008. "Perspectives
on the Subprime Market," with Tong Li, Triphon
Phumiwasana, and Glenn Yago,
Milken Institute Report, January
2008. "Capital
Access Index 2007 - Best Markets for Business Access to Capital," with
Tong Li, Wenling Lu, Triphon
Phumiwasana, and Glenn Yago,
Milken Institute Research Report,
January 2008. "Banking Reforms in China: Catalyzing the Nation's Financial Future," with
Rob Koepp, and Zhongfei Zhou, in Banking Reforms in China: Changing Horizon,
edited by Asis Kumar Pain, and Nirbachita
Karmakar, The Icfai
University Press, 2008. Rethinking Bank Regulation Till Angels Govern, (Chinese Translation) with Gerard Caprio,
Jr. and Ross Levine, China Financial Publishing House, 2008. "A Short
History of the Subprime Mortgage Market Meltdown," with Tong Li, Triphon Phumiwasana, and Glenn Yago, GH Bank
Housing Journal, Vol 2, No. 2, 2008. "Despite
Foreclosures, Subprime Lending Increases Homeownership," with Tong
Li, Triphon Phumiwasana,
and Glenn Yago, GH
Bank Housing Journal, Vol 2, No. 2, 2008. "Surprise:
Subprime Mortgage Products Are Not the Problem!" with
Tong Li, Triphon Phumiwasana,
and Glenn Yago, GH
Bank Housing Journal, Vol 2, No. 2, 2008. "Mortgage
Market Turmoil: The Role of Interest-Rate Resets," with Tong Li, Triphon Phumiwasana, and Glenn Yago, GH Bank
Housing Journal, Vol 2, No. 2, 2008. "Stumbling
Blocks to Entrepreneurship in Low- and Moderate-Income Communities,"
with Glenn Yago and Betsy Zeidman,
in Entrepreneurship in Emerging Domestic Markets, edited by Glenn Yago, James R. Barth and Betsy Zeidman,
Springer, 2008. "What
Do We Know about the Performance and Risk of Hedge Funds," "Economic
Impacts of Global Terrorism: From Munich to Bali," with Tong Li, Don
McCarthy, Triphon Phumiwasana
and Glenn Yago, in Terrorism: Global Economic
Impact, edited by E. Mrudula, The Icfai University Press, 2007. "The
Role of Banks in Global Mergers and Acquisitions," with Triphon Phumiwasana, and Keven
Yost, The Chinese Banker, June 2007. "China's
Financial System: The Perils of Riding the Wave," with Gerard Caprio, The Milken Institute Review: A Journal of
Economic Policy, Third Quarter 2007. "External
Governance and Bank Performance: Across-Country Analysis, " Financial Restructuring
and Reform in Post-WTO China, coedited with Douglas Arner, Berry Hsu, Wei Wang and Zhou Zhongfei,
Kluwer Law International, 2007. "On Hedge Funds,"
Rethinking
Bank Regulation: Till Angels Govern, with
Gerard Caprio, Jr. and Ross Levine, Cambridge
University Press, 2006. "Observations
on China's Banking Laws under the WTO," "Foreign
Banking: Do Countries' WTO Commitments March Actual Practices?" "Opportunity
and Challenges in Asian Bond Markets, " "Global
Banking Regulation & Supervision: What Are the Issues and What Are the
Practices?" "Regulating
Banks: What Really Works," "A
Primer on Finance, Growth, and Regulation," "Rethinking
Banking Regulation," "The
Foreign Conquest of Latin American Banking: What Happened and Why," "A
Cross Country Analysis of External Governance and Bank Profitability,"
"Reforming China's Banks," with
Rob Koepp and Zhongfei Zhou, The Milken
Institute Review: A Journal of Economic Policy, Spring 2004. The Savings
and Loan Crisis: Lessons from a Regulatory Failure, with Susanne Trimbath,
and Glenn Yago, Kluwer Academic Publishers, 2004. "Bank Regulation and Supervision: What Works Best?"
with Gerard Caprio, Jr. and Ross Levine, Journal
of Financial Intermediation, April 2004. "Capital
Access Index 2004: Emerging Growth in Asian Bond Markets," with Cindy Lee,
Don McCarthy, Triphon Phumiwasana,
Sunny Zhitao Sui and Glenn Yago,
Policy Brief, 37, Milken Institute, April 2004. "Comparative International Characteristics of Banking," with Gerard Caprio, Jr. and Daniel E. Nolle,
Office of the Comptroller of the Currency, Economics and Policy Analysis
Working Paper 2004-1, January 2004. "Global
Trends i n Bank Regulatory and Supervisory
Environment," with Jie Gan and Daniel E. Nolle, Reforms
and Innovations in Bank Management, Duk-Hoon
Lee and Gill-Chin Lim, editors, Seoul, Korea: Nanam
Publishing House, 2004. "A Cross-Country Analysis of the Bank Supervisory
Framework and Bank Performance," with Daniel E. Nolle,
Triphon Phumiwasana,
Glenn Yago, Financial Markets, Institutions
& Instruments,12(2), 2003. "Before the Enron Collapse: What Corporate CFOs Around the
World Said About the Status of Accounting and Disclosure Practices ,"
with Susanne Trimbath and Glenn Yago,
Review of Pacific Basin Financial Markets and Policies, 2003. "An International Comparison and Assessment of the
Structure of Bank Supervision," with Luis G. Dopico, Daniel
E. Nolle, and James A. Wilcox, Financial
Regulation: A Guide to Structural Reform, Jan-Juy
Lin and Douglas Arner, editors, Hong Kong: Sweet
& Maxwell, 2003. " "Choosing Regulations that Work," with
Gerard Caprio, Jr. and Ross Levine, Financial
Regulator, 6 (3), 2002. "Bank Safety and Soundness and the
Structure of Bank Supervision: A Cross-Country Analysis," with Luis G. Dopico, Daniel E. Nolle,
James A. Wilcox, International Review of Finance,3(3-4),
2002. "The Regulation and Supervision of
Banks Around the World: A New Database," with Gerard Caprio,
Jr. and Ross Levine, Brookings-Wharton Papers on Financial Services,
Washington, D.C.: Brookings Institution Press, 2001. "Choosing the Right Financial System for Growth," with Daniel Nolle, Hilton Root and Glenn Yago,
Journal of Applied Corporate Finance, 13(1), 2001. "Banking Systems Around the
Globe: Do Regulation and Ownership Affect Performance and Stability?" with Gerard Caprio, Jr., and
Ross Levine, Prudential Supervision: What Works and What Doesn't,
Frederic Mishkin, editor, Chicago: University of
Chicago Press, 2001. Restructuring
Regulation and Financial Institutions, with
R. Dan Brumbaugh, Jr., and Glenn Yago, editors, Kluwer Academic Publications, 2000. "The Repeal of Glass-Steagall
and the Advent of Broad Banking,"
with R. Dan Brumbaugh
Jr. and James A. Wilcox, Journal of Economic Perspectives, 14(2),
Spring 2000. "Cross-Country
Evidence on Banking Crises: Do Financial Structure and Bank Regulation
Matter?" with Steven B. Caudill Thomas Hall and Glenn Yago, Bank Fragility and Regulation: Evidence from
Different Countries, George Kaufman, editor, v.12,
Elsevier Science Inc., 2000. "Commercial Banking Structure, Regulation, and
Performance: An International Comparison," with Daniel E. Nolle and
Tara N. Rice, Modernizing Financial Systems, D. B. Papadimitriou,
editor, Macmillan Press and St. Martin's Press, 2000. "Thrift
Conversions and Windfall Profits: An Empirical Examination, " with
Gene R. Pettigrew, Daniel E. Page and John S. Jahera, Jr., Journal of Real
Estate Finance and Economics, 1999. " "The Value of Tax Benefits and
the Cost of Liquidating Versus Selling Failed Thrift Institutions," with Philip F. Bartholomew and Peter J. Elmer, Journal
of Economics and Finance, 21 (2), 1997. "Development and Evolution of
National Financial Systems: An International Perspective," with R. Dan Brumbaugh, Jr.
Latin American Studies Association Meeting, Guadalajara, Mexico, 1997. "The Condition and Regulation
of Madison Guaranty Savings and Loan Association in the 1980's: A Case Study
of Regulatory Failure," with R. Dan
Brumbaugh, Jr., Research in Financial Services:
Private and Public Policy, George G. Kaufman, editor, JAI Press, 1996. "A Tobit Analysis of Determinants of Geographic
Differentials in the Commercial Bank Closing Rate in the United States,"
with Richard J. Cebula and Willie J. Belton, Jr., International
Review of Economics and Business, October-November, 1995. "Risk-Based Capital
Requirements: Informational and Political Implications," with R. Dan, Brumbaugh Jr., Global
Risk Based Capital Regulations, Volume 1: Capital Adequacy, Charles A.
Stone and Anne Zissu, editors, New York: Irwin
Professional Publishing, 1994. "'Windfall'
Gains in Mutual-to-State Conversion of Thrift Institutions?" with R.
Dan Brumbaugh, Jr. and Allan W. Kleidon),
Challenge: The Magazine of Economic Affairs, July-August 1994. The Future of
American Banking, with R. Dan Brumbaugh and Robert E. Litan,
Armonk, NewYork, M.E. Sharpe, 1992. The Reform of
Federal Deposit Insurance: Disciplining the Government and Protecting
Taxpayers, with R. Dan Brumbaugh,
New York, HarperBusiness, 1992. Research in
International Business and Finance: Emerging Challenges for the International
Financial Services Industry, with Philip
F. Bartholomew, editors, Stamford, CT, JAI Press, 1992. "The
Thrift Industry Crisis: Revealed Weaknesses in Deposit Insurance and
Regulation," with Philip Bartholomew, The Reform of Deposit
Insurance: Disciplining the Government and Protecting Taxpayers,
co-edited with R. Dan Brumbaugh, Jr., Harper
Business Publishing Co., 1992. The Great
Savings and Loan Debacle, Washington,
DC, American Enterprise Institute, 1991. "Moral
Hazard and the Thrift Crisis: An Analysis of 1988 Resolutions," with
Philip Bartholomew and Carol Labich, Consumer
Finance Law Quarterly Report, Winter 1990. "The Determinants of Thrift
Institution Resolution Costs," with Philip Bartholomew and Michael G. Bradley, Journal
of Finance, July 1990. "Thrift Institution Failures:
Estimating the Regulator's Closure Rule," with R. Dan Brumbaugh, Jr.,
Daniel Sauerhaft and George Wang, Research in
Financial Services, George G. Kaufman, editor, JAI Press, 1989. "Government Debt, Government Spending, and Private
Sector Behavior: Comment," with
George Iden and Frank Russek,
American Economic Review, December 1986. "A
Time Series Analysis of the Relationship between the Capital Stock and
Federal Debt," with Frank Russek and George Wang, Journal of Money, Credit, and
Banking, November 1986. "Benefits and Costs of Legal Restrictions on Personal Loan
Markets," with Joseph Cordes and
Anthony Yezer, Jou
rnal of Law and Economics, October 1986. "Insolvency
and Risk-Taking in the Thrift Industry: Implications for the Future,"
with R. Dan Brumbaugh, Jr., Daniel Sauerhaft, and George Wang, Contemporary Policy Issues,
Fall 1985. "Thrift-Institution
Failures: Causes and Policy Issue," with R. Dan Brumbaugh,
Jr., Daniel Sauerhaft, and George Wang, Bank
Structure and Competition, Federal Reserve Bank of Chicago, 1985. "The Effect of Government
Regulations on Personal Loan Markets: A Tobit
Estimation of a Microeconomic Model," with Padma Gotur, Neela Manage, and Anthony Yezer,
Journal of Finance, September 1983. "An Analysis of Information Restrictions
on the Lending Decisions of Financial Institutions," with Joseph Cordes and Anthony
Yezer, Economic Inquiry, July 1983. "FHA
Mortgage Insurance and High Risk Mortgage Lending: Some Lessons for
Policy," with Joseph Cordes and Anthony Yezer, Housing Finance Review, April 1983. "Criteria
for Compensating When the Government Harms," with Joseph Cordes and Robert Goldfarb, What Role for Government?
Lessons from Policy Research, Richard Zeckhauser
and Derek Leebaert, editors, Duke University Press,
1983. "Assessing
the Impact of Varying Economic Conditions on Federal Reserve Behavior," with Robin Sickles and Philip Wiest, Journal of Macroeconomics, Winter 1982. "The
Rational Expectations Approach to Economic Modeling,"
with P.A.V.B. Swamy and Peter Tinsley, Journal
of Economic Dynamics and Control, May 1982. "A Primer
on Budget Deficits," with Stephen Morrell, Economic Review,
Federal Reserve Bank of Atlanta, August 1982. "The
Costs of Slowing Inflation: Four Views," Economic Review, Federal
Reserve Bank of Atlanta, January 1982. "The
Reagan Program for Economic Recovery: Economic Rationale," (A Primer on
Supply-side Economics), Economic Review, Federal Reserve Bank of
Atlanta, September 1981. "The
Efficacy of Bond-Financed Fiscal Policy," with James Bennett, Manuel
Johnson, and Richard Sines, Public Finance
Quarterly, July 1980. "Financial Institution Regulations, Redlining and
Mortgage Markets," with Joseph Cordes
and Anthony Yezer, The Regulation of Financial
Institutions, Federal Reserve Bank of Boston, May 1980. "Substitutability,
Complementarily, and the Impact of Government Spending on Economic
Activity," with Joseph Cordes, Journal
of Economics and Business, Spring/Summer 1980. "Optimal
Financial Disclosure With and Without SEC Regulation," with
Joseph Cordes, Quarterly Review of Economics and
Business, Spring 1980. |
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